Careers in Global Compliance - Goldman Sachs
WEBGlobal Compliance manages the firm’s compliance, regulatory and reputational risks by ensuring adherence to laws, rules and regulations. We monitor trends and changes in regulations in all jurisdictions in which the firm does business, and we develop and implement firmwide policies and procedures.
Global Compliance - Goldman Sachs
WEBGlobal Compliance. Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program.
Compliance, Regulatory Change, Vice President | Goldman Sachs
WEBGlobal Compliance. Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program.
WEBFeb 22, 2024 · Our Code of Business Conduct and Ethics was written with you in mind. It translates experiences and learnings from more than 150 years into an accessible, actionable roadmap designed to help you make meaningful contributions to our …
Compliance, Federation Compliance - Goldman Sachs
WEBAs an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates ...
Kathryn H. Ruemmler Joins Goldman Sachs as Global Head of …
WEBApr 6, 2020 · Kathryn H. Ruemmler Joins Goldman Sachs as Global Head of Regulatory Affairs; Michael Richman to Become Chief Compliance Officer. We are pleased to announce that Kathryn H. Ruemmler will join the firm this month as global head of Regulatory Affairs and a member of the Management Committee.
Goldman Sachs names global head of compliance
WEBJan 26, 2017 · Goldman Sachs Group has appointed Sarah Smith as global head of compliance. She will assume the role from Alan Cohen, who is stepping down.
Voice of Experience: Melissa Barrett, Managing Director, Chief …
WEBJul 21, 2016 · Barrett has spent 19 out of her 20 year career at Goldman Sachs, beginning in the Investment Management Division and then moving through several locations and departments to her current role in Compliance.
Goldman Sachs says Sarah Smith to become global head of compliance
WEBJan 20, 2017 · * Goldman Sachs Group - effective as of March 1, Sarah Smith, current controller, chief accounting officer will become EVP and global head of compliance
Code of Business Conduct and Ethics | Goldman Sachs
WEBFeb 22, 2024 · Our actions, both as a collective and as individuals, have the power to impact our firm’s reputation and our communities’ prosperity. Learn More. The firm’s Code of Business Conduct and Ethics links to various internal resources, policies and procedures.
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